Exam CSP-Assessor Cram - New CSP-Assessor Test Papers
Exam CSP-Assessor Cram - New CSP-Assessor Test Papers
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Swift CSP-Assessor Exam Syllabus Topics:
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Swift Customer Security Programme Assessor Certification Sample Questions (Q74-Q79):
NEW QUESTION # 74
Select the correct statement about Alliance Gateway.
- A. It is used to exchange messages over the Swift network
- B. It is used to create messages to send over the Swift network
Answer: A
Explanation:
This question revisits the role of the Swift Alliance Gateway (SAG), similar to Question 6, but with different statements.
Step 1: Recap the Role of Alliance Gateway
The Swift Alliance Gateway (SAG) is a connectivity and security layer that facilitates interaction with the Swift network, as detailed in theSwift Alliance Gateway User Guideand referenced inControl 1.1: Swift Environment Protectionof theCSCF v2024.
Step 2: Evaluate Each Option
* A. It is used to exchange messages over the Swift networkThe SAG acts as a gateway to concentrate and securely route SwiftNet traffic, enabling the exchange of messages over the Swift network. It handles connectivity, security (e.g., PKI), and message routing, as confirmed in theSwift Alliance Gateway Technical Documentation. This aligns with its role in the Swift ecosystem.Conclusion: This is correct.
* B. It is used to create messages to send over the Swift networkAs noted in Question 6, the SAG does not create messages. Message creation is handled by applications like Alliance Access or Entry. The SAG's role is to route and secure messages, not generate them, per theSwift Alliance Gateway User Guide.Conclusion: This is incorrect.
Step 3: Conclusion and Verification
The correct statement isA, as the Alliance Gateway's primary function is to facilitate the secure exchange of messages over the Swift network, consistent with Swift CSP documentation.
References
* Swift Alliance Gateway User Guide, Section: Functionality Overview.
* Swift Customer Security Controls Framework (CSCF) v2024, Control 1.1: Swift Environment Protection.
* Swift Alliance Gateway Technical Documentation, Section: Message Routing.
NEW QUESTION # 75
In the illustration, identify the component type of each of the numbered components.
- A. 1. Customer Connector
2. Bridging Server (Middleware Server)
3. Customer Connector
4. Bridging Server (Middleware Server) - B. 1. Customer Connector
2. Customer Connector
3. Customer Connector
4. Customer Connector - C. 1. Bridging Server (Middleware Server)
2. Bridging Server (Middleware Server)
3. Bridging Server (Middleware Server)
4. Bridging Server (Middleware Server) - D. 1. Customer Connector
2. Bridging Server (Middleware Server)
3. Customer Connector
4. Customer Connector
Answer: A
Explanation:
This question requires identifying the component types of the numbered components (1, 2, 3, and 4) in the provided diagram, which illustrates a Swift infrastructure with Architecture Type A4 (user environment) and Architecture Type A1 (group hub). The classification is based on theSwift Customer Security Controls Framework (CSCF) v2024and related architecture definitions.
Step 1: Understand the Diagram and Component Types
* The diagram shows two environments:
* Architecture Type A4: The user's local environment with back-office systems using middleware clients and servers.
* Architecture Type A1: A group hub hosting Swift components like Alliance Access, Alliance Gateway, and HSM/PKI, connecting to the Swift network.
* Component Types:
* Customer Connector: A system or server that facilitates connectivity between the user's environment and the Swift infrastructure (e.g., middleware servers interfacing with the group hub).
* Bridging Server (Middleware Server): A server that bridges data flows between back-office systems and the Swift messaging environment, often handling message queuing or transformation.
Step 2: Analyze Each Numbered Component
* Component 1 (Middleware Server connected to Back Office 1):This server is part of the A4 architecture, interfacing the back-office middleware client with the group hub (A1). It acts as a connector, facilitating data exchange to the MQHA (Message Queue High Availability) server in the group hub. Per theCSCF v2024andSwift Architecture Types Explained, this is aCustomer Connector.
* Component 2 (MQHA Middleware Server in the Group Hub):This server is within the A1 group hub, bridging the user's data (via the customer connector) tothe Alliance Access and Gateway. It handles message queuing and acts as aBridging Server (Middleware Server), as defined in theSwift Alliance Gateway Technical Documentation.
* Component 3 (Middleware Server connected to Back Office 2):Similar to Component 1, this server connects the second back-office middleware client to the MQHA server in the group hub, functioning as aCustomer Connector.
* Component 4 (MQ Middleware Server connected to MQHA):This server within the A1 group hub supports the MQHA, bridging data flows to the Swift messaging components (Alliance Access
/Gateway). It is aBridging Server (Middleware Server), consistent with theCSCF v2024definitions.
Step 3: Match with Options
* A. 1. Customer Connector, 2. Bridging Server (Middleware Server), 3. Customer Connector, 4.
Bridging Server (Middleware Server): Matches the analysis above.
* B. 1. Customer Connector, 2. Bridging Server (Middleware Server), 3. Customer Connector, 4.
Customer Connector: Incorrect, as Component 4 is a bridging server, not a customer connector.
* C. 1. Bridging Server (Middleware Server), 2. Bridging Server (Middleware Server), 3. Bridging Server (Middleware Server), 4. Bridging Server (Middleware Server): Incorrect, as Components 1 and 3 are customer connectors, not bridging servers.
* D. 1. Customer Connector, 2. Customer Connector, 3. Customer Connector, 4. Customer Connector: Incorrect, as Components 2 and 4 are bridging servers.
Step 4: Conclusion and Verification
The correct answer isA, as it accurately identifies the component types based on their roles in the A4 and A1 architectures, consistent withCSCF v2024andSwift Architecture Types Explained.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 1.1: Swift Environment Protection.
* Swift Architecture Types Explained, Section: Component Roles.
* Swift Alliance Gateway Technical Documentation, Section: Middleware and Connectors.
NEW QUESTION # 76
The Swift user has an sFTP server to push files to an outsourcing agent hosting the Swift users own Communication interface. What is their architecture type?
- A. B
- B. A1
- C. A3
- D. A4
Answer: A
NEW QUESTION # 77
A SWIFT user is not based in the same country as the assessor. The assessor would like to perform the assessment remotely. Is this permitted? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. It is possible to perform an assessment remotely only with valid reasons. These reasons must be formally validated by SWIFT CSP office
- B. This is permitted provided the same level of comfort can be guaranteed
- C. Remote assessments are not permitted under any circumstances
- D. It is not allowed to conduct an assessment remotely under any circumstances. However, force majeure circumstances like the global pandemic are an exception to this
Answer: A
Explanation:
The "Independent Assessment Process for Assessors Guidelines" governs the conduct of CSP assessments, including location and method. Let's evaluate each option:
*Option A: Remote assessments are not permitted under any circumstances This is incorrect. The CSP allows remote assessments under specific conditions, as clarified in the guidelines, not an absolute prohibition.
*Option B: This is permitted provided the same level of comfort can be guaranteed This is incorrect. While ensuring equivalent assurance is important, the CSP requires formal validation for remote assessments, not just assessor discretion.
*Option C: It is possible to perform an assessment remotely only with valid reasons. These reasons must be formally validated by SWIFT CSP office This is correct. The "Independent Assessment Process for Assessors Guidelines" permits remote assessments when justified (e.g., geographical distance, logistical challenges), but such arrangements must be approved by the SWIFT CSP office to ensure compliance and security. This aligns with the "Independent Assessment Framework" emphasis on maintaining assessment integrity.
*Option D: It is not allowed to conduct an assessment remotely under any circumstances. However, force majeure circumstances like the global pandemic are an exception to this This is incorrect. The CSP does not categorically ban remote assessments; it allows them with prior validation, not just as exceptions for force majeure.
Remote assessments are permitted with valid reasons and formal validation by the SWIFT CSP office (C).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Process for Assessors Guidelines: Allows remote assessments with approval.
*Independent Assessment Framework: Ensures assessment integrity.
*CSP_controls_matrix_and_high_test_plan_2025: Supports validated remote methods.
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NEW QUESTION # 78
The Physical Security protection control is also aimed at protecting the "on call" and "working from home" employees' equipment used to access the Swift-related components.
- A. FALSE
- B. TRUE
Answer: B
Explanation:
This question pertains to Control 7.3 - Physical Security in the CSCF:
* Step 1: Control 7.3 Overview
* Control 7.3 focuses on "physically securing SWIFT-related systems and components" (e.g., servers, HSMs) within the user's premises to prevent unauthorized access, tampering, or theft.
NEW QUESTION # 79
......
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